He last appeared on the network in July 2021. Data is a real-time snapshot *Data is delayed at least 15 minutes. James McDonald, CEO of Hercules Investments, is using equity index options to profit from an expected surge in volatility and market swings. Contact me online or call anytime at 844-689-5754. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but without advance notice he failed to appear as required. "In our view, index options are a far more efficient and low- cost way to implement growth strategies for client portfolios compared with using funds or individual stocks. When typing in this field, a list of search results will appear and be automatically updated as you type. Describe the ideal client profile. Contact me online or call anytime at 844-689-5754 SEC Charges James Arthur McDonald, Jr. and His SEC-Registered Investment Adviser Firm, Hercules Investments, LLC with Offering Fraudulent Securities Sonn Law Staff Oct 05, 2022 Posted in Investment Loss Investigations # James Arthur McDonald Jr. WealthManagement.com Staff | Nov 05, 2020. Resilience is the name of the game, says Mastercard CEO Michael Miebach, We've seen resilience in the U.S. consumer, says Coca-Cola CEO James Quincey, Illinois Governor JB Pritzker: Crime is coming down gradually in the city and it's getting better, Guggenheim CIO: We are predicting the recession to start mid-year, Moderna CEO: We're preparing our FDA filing for our RSV vaccine. He appeared as a financial expert on TV. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. Ainslie Simmonds Vision for Pershing X, a Startup Out to Replace Advisor Tech Stacks, Economist Jason Furman Explains How Inflation Snuck Up on Us and Whats Ahead in 2022, A Mountaineer CEO Talks Infinity Multiples, Thrill-Seeking, and How Advisors Need to Change, Modern Slavery Act Transparency Statement. Covid-19 continues to spread rapidly and the vaccine rollout has been slower-than-expected, which is a worrisome combination for the economy and the stock market., The discussion will be streamed via Zoom at this link: https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q. Please note: We are unable to take cases with losses of less than $50,000. The breadth of risk is extremely wide. Previously, McDonald was of counsel to Gary, Williams, Parenti, Watson & Gary, P.L.LC. Unless you are aiming for simultaneous knocks on the door from the FBI, SEC and CFTC. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop because of the COVID-19 pandemic and the results of the U.S. presidential election, the U.S. attorney's office said. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. Im a football player disguised as a portfolio manager. He was direct and asked all the questions that were relevant and provided me with very thoughtful feedback and some useful contacts. The Fund seeks to implement very short-term long and short positions in call and put options on the main US stock . A frequent lecturer and conference speaker, he is a nationally-recognized expert on the topics of macroeconomics, event-driven investing, growth investing, portfolio construction, index investing, exchange-traded funds, digital currencies, and index . The Hercules Fund aims to generate positive returns during times of rising and falling stock markets. And, now that you, the Justice Department and the SEC mention it, a lot of his stories sound a bit hard to believe. Whats the bear case predicated on? More on that later. So, common sense would say, what changed in one year for a 50% premium in a market that most people would agree has been propelled with no monetary policy and stimulus? What should advisors know about your firm and how you can help them? The fund is for qualified investors only, and as such mimics many of the features of a hedge fund strategy. Required fields are marked *. Yeah. Get this delivered to your inbox, and more info about our products and services. For a free consultation, please call us now at 866-827-3202or complete ourcontact form. $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) To be clear, you expect a risk event this year will take the Dow down to 15,000 but by year end it will finish higher than today? James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, 'Preparing Investment Portfolios for a . - The dangers of too much fiscal and monetary stimulus To send us an e-mail, simply complete and submit the online form below. Quotes displayed in real-time or delayed by at least 15 minutes. Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. And I think that that will trigger selling of portfolios that have had extensive gains, particularly in the past six months. The equity markets have behaved puzzlingly well in 2020 with the backdrop of a global pandemic and lots of uncertainty around the evolution of the coronavirus and its impact on small businesses, households, and way of life. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but - without advance notice - he failed to appear as required. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. Do you still have a 15,000 target on the Dow? The SEC's investigation was conducted by David S. Brown, Carol Kim, and Matthew O. Koop and was supervised by Marc J. Blau in the Los Angeles Regional Office. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. And debt has spiraled over 50% higher to GDP than where we were last year this time. Tax Advantages Are a Selling Point for Investment in CRE. The potential for growth is there, but the conditions for growth are not because we are artificially providing income. CHICAGO--(BUSINESS WIRE)--James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, Preparing Investment Portfolios for a 2021 Stock Market Crash, on Thursday, January 14, 2021 at 3pm EST. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. This material may not be published, broadcast, rewritten, Mutual Fund and ETF data provided by Refinitiv Lipper. "-Sonn Law Group Client. Things are escalating quickly for the folks behind StraightPath Venture Partners. James Arthur McDonald Jr., 50, was charged with a single fraud count and could face up to 20 years in prison if convicted, the U.S. attorney's office said in a statement. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. Hercules Investments has named Loreal McDonald as corporate counsel and interim chief operating officer. In fairness to James McDonald, television is a much more welcoming venue than an SEC hearing room or courthouse. Ryan Thomas Gosling (born November 12, 1980) is a Canadian actor. It wasn't immediately clear whether he had an attorney who could speak on his behalf. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Scott Gamm It is a risk-hedged growth mutual fund that captures market appreciation and has the potential for great gains when markets fall. We had to save the economy from going off the cliff with us not being able to operate as normal," McDonald said. With the Super Bowl around the corner, who do you want to win and who do you think will win? Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. Recent filings for HERCULES INVESTMENTS LLC 28 Jun 2019 SI-COMPLETE view 8 Jun 2019 REGISTRATION view Accounting and Auditing Enforcement Releases. In a portfolio with a beta of one, one would enjoy virtually 100% downside protection with an allocation of 15% to the Hercules fund. This field is for validation purposes and should be left unchanged. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network,. Web page addresses and e-mail addresses turn into links automatically. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. We fight to level the playing field between large corporations and the public investor. I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. Key stock indexes, which are market cap based, are near record highs. Below are the states with which the firm you selected makes its notice filings. James McDonald from Hercules Investments and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, discuss the impact of the $1.9 trillion. My dream is to buy an NFL team. No, Brent Kovars mother didnt have an artificial intelligence supercomputer in her basement, the SEC says. The Exchange James McDonald's advice to the next generation Hercules Investments CEO and CIO James McDonald offers his advice to the next generation of Black Americans. He earned a bachelor's degree in economics from Harvard University. In a parallel action, the United States Attorney's Office for the Central District of California announced criminal charges against McDonald. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Hercules's business. Each client and each clients case is unique, and no result or outcome is or can ever be guaranteed. McDonald graduated from Harvard University with a Bachelor's degree in Economics. 2023 Informa USA, Inc., All rights reserved, In this episode, David Armstrong, editor-in-chief at. And so, the gains that weve seen have come based on an enthusiasm and optimism placed across the entire market. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. Furthermore, index options provide compelling risk/return profiles with substantially less risk and volatility than their stock option counterparts.". "I spoke to Mr Sonn on a complex legal matter. One hundred million viewers are expected to tune into Sundays Super Bowl between the defending champion Kansas City Chiefs and Tampa Bay Buccaneers. During times of rising and falling stock markets record highs the potential for gains! 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Retire in 2021, im an Advisor 10 Worst States in which to Retire in,...
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james mcdonald hercules investments wife